Michael Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Green, who also goes by Michael P Green, Mike Green, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 11 firms and has passed the SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2016 - October 5, 2017
THE VERTICAL GROUP
October 14, 2014 - March 3, 2015
FIS BROKERAGE & SECURITIES SERVICES LLC
February 24, 2009 - December 31, 2012
FIS BROKERAGE & SECURITIES SERVICES LLC
September 5, 2006 - March 10, 2007
HUDSON SECURITIES,INC.
April 30, 2004 - February 28, 2006
AMERICAN CAPITAL PARTNERS, LLC
August 8, 2003 - October 21, 2003
HUDSON SECURITIES,INC.
April 28, 2003 - July 30, 2003
BROKERAGEAMERICA, LLC
March 25, 2003 - April 24, 2003
EKN FINANCIAL SERVICES INC.
February 13, 2003 - February 26, 2003
A.B. WATLEY, INC.
February 9, 2000 - December 4, 2002
APEX CLEARING CORPORATION
August 31, 1999 - February 14, 2000
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
April 6, 1999 - September 21, 1999
APEX CLEARING CORPORATION
July 15, 1998 - March 19, 1999
DEUTSCHE IXE, LLC
June 11, 1998 - July 31, 1998
ROYAL HUTTON SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/12/1999
Limited Representative-Equity Trader ExamCurrent Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
