Frank C. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Carter Meyer was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1983. Frank had worked at 6 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2003 - December 31, 2003
MAN INVESTMENTS INC.
May 16, 1995 - January 3, 2002
CITADEL TRADING GROUP L.L.C.
January 16, 1995 - June 6, 1995
LARRY KLOTZ AND ASSOCIATES, INC.
June 22, 1990 - January 22, 1993
MARCH CAPITAL CORP.
November 16, 1989 - February 26, 1993
CITADEL TRADING GROUP L.L.C.
January 20, 1988 - March 29, 1989
CAMBRIDGE PARTNERS
December 2, 1983 - January 21, 1986
BELVEDERE SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAN INVESTMENTS INC.
CRD#: 15770 / SEC#: , 8-32575
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
