Simon A. Hershon
Professional summary
Simon Abram Hershon was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Simon is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Simon had worked at 3 firms, which includes COLEMAN & COMPANY SECURITIES INC., FIRST CHESAPEAKE SECURITIES CORPORATION, HERSHON INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 1997 - March 19, 1998
COLEMAN & COMPANY SECURITIES, INC.
August 26, 1988 - December 31, 1988
FIRST CHESAPEAKE SECURITIES CORPORATION
December 5, 1983 - May 21, 1987
HERSHON INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COLEMAN & COMPANY SECURITIES, INC.
CRD#: 1486 / SEC#: , 8-2575
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN EAGLE FUNDING | SHAREHOLDER | |
| COLEMAN HOLDING CORPORATION | SHAREHOLDER | |
| SHAPIRO, ROBERT IRA | INTERIM CEO & PRESIDENT | 420115 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 9 |
| Arbitration | 1 |
Red Flags
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