Gustav E. Escher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gustav Edward Escher III, who also goes by Gus Escher III, Gustav Edward Escher, was a registered financial professional .
Gustav is a previously registered financial professional and started their career in finance in 1984. Gustav had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2014 - July 19, 2016
CROSS POINT CAPITAL LLC
June 30, 2008 - May 1, 2012
SCOTT & STRINGFELLOW, LLC
May 21, 2003 - July 19, 2007
PNC CAPITAL MARKETS LLC
July 28, 1998 - July 11, 2001
PNC CAPITAL MARKETS LLC
May 27, 1992 - October 25, 1995
ARTEMIS CAPITAL GROUP, INC.
February 13, 1985 - February 8, 1990
CITICORP SECURITIES, INC.
January 25, 1984 - December 14, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CROSS POINT CAPITAL LLC
CRD#: 136223 / SEC#: , 8-66989
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
