Daniel A. Duhig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Anthony Duhig, who also goes by Daniel A Duhig, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1985. Daniel had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 22 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2016 - December 31, 2017
INVESTMENT FEE SOLUTIONS
March 17, 2011 - July 31, 2014
U.S. BANCORP INVESTMENTS, INC.
August 1, 2007 - March 15, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 2007 - March 15, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 2003 - June 15, 2007
WELLS FARGO CLEARING SERVICES, LLC
September 24, 1996 - June 15, 2007
WELLS FARGO CLEARING SERVICES, LLC
October 29, 1985 - November 20, 1986
AMRECORP SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 10/7/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INVESTMENT FEE SOLUTIONS
CRD#: 284008 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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