Roger Geissler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Geissler was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1994. Roger had worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2003 - February 7, 2006
MILLENCO LLC
September 10, 1996 - March 8, 2002
MLP TRADING CO LLC
March 2, 1994 - August 22, 1995
FALCONWOOD SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENCO LLC
CRD#: 33726 / SEC#: , 8-41161
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTEGRATED HOLDING GROUP, L.P. | MEMBER | |
| HUANG, DONGCHA | FINANCIAL OPERATIONS PRINCIPAL | 3152961 |
| LARKIN, JONATHAN RICHARD | MANAGING DIRECTOR | 2781180 |
| MESKIN, MARK ISRAEL | CHIEF EXECUTIVE OFFICER | 2358585 |
| OBERLIESEN, KIRK T | DIRECTOR | 2751967 |
| SCHWARTZ, MARTIN ZVI | CHIEF COMPLIANCE OFFICER | 4930538 |
| WILLIAMS, ROBERT ALLEN | CHIEF FINANCIAL OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
