Joseph E. Conti
Professional summary
Joseph Edward Conti was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Joseph had worked at 8 firms, which includes VIEWTRADE SECURITIES INC., FORGE FINANCIAL GROUP INC., THE AGEAN GROUP INC, EURO-ATLANTIC SECURITIES INC., JOSEPHTHAL & CO. INC., J. W. GANT & ASSOCIATES INC., MICHELIN AND COMPANY INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2013 - June 27, 2013
VIEWTRADE SECURITIES, INC.
January 11, 2000 - June 1, 2011
FORGE FINANCIAL GROUP, INC.
April 5, 1995 - June 24, 1999
THE AGEAN GROUP, INC
August 10, 1994 - June 5, 1995
EURO-ATLANTIC SECURITIES INC.
October 16, 1992 - August 19, 1994
JOSEPHTHAL & CO., INC.
January 2, 1987 - July 27, 1992
J. W. GANT & ASSOCIATES, INC.
September 14, 1984 - January 2, 1987
MICHELIN AND COMPANY, INC.
February 24, 1984 - September 26, 1984
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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