Jeffrey L. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Leroy Nelson was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 1 firm and has passed the Series 63, Series 22 and Series 39 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 1984 - May 17, 2012
NELSON CAPITAL COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
NELSON CAPITAL COMPANY
CRD#: 14664 / SEC#: , 8-31011
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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