GS
Glen D. Strauss
SLK PRIVATE WEALTH MANAGEMENT | Financial Advisor
LOS ANGELES, CA 90024
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CRD#: 1230745
GS
Professional summary
Glen David Strauss, who also goes by Glen D Strauss, is a registered financial advisor currently at SLK PRIVATE WEALTH MANAGEMENT, LLC located in Los Angeles, California.
Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Glen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 3 and Series 7 exams.
Question & Answer
What are your service offerings?
Philanthropic services
Trading individual securities
Executive services/Equity comp...
Loans/credit services
Trust & estate planning
Insurance
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Glen D Strauss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SLK Private Wealth Management, LLC; Investment-related; Same address; Licensed insurance agent; Insurance sales and implementation of insurance recommendations; Approx. 10% of time during the month. 2) 556 Investments, LLC; Investment-related; Same address; Managing member; Managing member of holding company with ownership interest in SLK Private Wealth Management, LLC; Start date: 07/2022; Less than 5% of time during the month. 3) Mr. Strauss serves as an investment advisor representative with SLK Private Wealth Management, LLC since 1/2025 and as an investment advisor representative and registered representative with Sanctuary Advisors, LLC and Sanctuary Securities, LLC since 9/2022. This dual transition is strictly for transitional purposes only. 4) SLK PRIVATE WEALTH MANAGEMENT POSITION: Managing Director NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 230 START DATE: 1/6/2025 ADDRESS: 10877 Wilshire Blvd., Los Angeles CA 90024, United States DESCRIPTION: To help clients with their investments
CRS (Client Relationship Summary) - RIA
Click below to view Glen David Strauss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2025 - Present
SLK PRIVATE WEALTH MANAGEMENT, LLC
Office #1: 10877 Wilshire Boulevard Suite 1406, Los Angeles, CA 90024RIA
CRD#: 333932
LOS ANGELES, CA
Past
September 14, 2022 - April 3, 2025
SANCTUARY ADVISORS, LLC
RIA
CRD#: 226606
LOS ANGELES, CA
Past
September 14, 2022 - April 3, 2025
SANCTUARY SECURITIES, INC.
BD
CRD#: 205
LOS ANGELES, CA
Past
September 18, 2000 - September 20, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LOS ANGELES, CA
Past
September 8, 2000 - September 20, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LOS ANGELES, CA
Past
July 31, 1993 - September 19, 2000
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 25, 1984 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SLK PRIVATE WEALTH MANAGEMENT, LLC
SLK PRIVATE WEALTH MANAGEMENT, LLC | SLK PRIVATE WEALTH, LLC
CRD#: 333932 / SEC#: 801-131749
RIA
Registered Investment Advisory firm - (1/2/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/21/2025)
IAR
Texas(1/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 9/6/1984
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SLK PRIVATE WEALTH MANAGEMENT, LLC
SLK PRIVATE WEALTH MANAGEMENT, LLC | SLK PRIVATE WEALTH, LLC
CRD#: 333932 / SEC#: 801-131749
RIA
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Contact information
Main Address
10877 Wilshire Boulevard Suite 1406, Los Angeles, CA 90024
Mailing Address
Phone number
(424) 500-4613
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,893 |
| AUM (Assets Under Management) | $ 1,646,202,798 |
Red Flags
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Company Information
SLK PRIVATE WEALTH MANAGEMENT, LLC
Financial AdvisorCRD#: 333932Los Angeles, CA 90024TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
