Glenn W. Frum

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CRD#: 1230692

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Glenn Wesley Frum JR, who also goes by Buzz Frum, Glenn Wesley Jr Frum, was a registered financial professional .

Glenn is a previously registered financial professional and started their career in finance in 1984. Glenn had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Buzz Frum | Glenn Wesley Jr Frum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 27, 2016 - December 31, 2019

DENVER WEALTH MANAGEMENT, INC.

RIA

CRD#: 284868

GREENWOOD VILLAGE, CO

Past

June 22, 2016 - December 27, 2016

WESTERN WEALTH MANAGEMENT LLC

RIA

CRD#: 283545

GOLDEN, CO

Past

October 15, 2013 - June 22, 2016

WESTERN WEALTH MANAGEMENT LLC

RIA

CRD#: 167344

MONUMENT, CO

Past

November 7, 2008 - December 3, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

GOODYEAR, AZ

Past

November 7, 2008 - December 31, 2019

LPL FINANCIAL LLC

CRD#: 6413

GOODYEAR, AZ

Past

January 1, 1999 - November 20, 2008

NEW ENGLAND SECURITIES

RIA

CRD#: 615

COLORADO SPRINGS, CO

Past

June 10, 1985 - November 20, 2008

NEW ENGLAND SECURITIES

CRD#: 615

COLORADO SPRINGS, CO

Past

June 20, 1984 - May 28, 1985

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DENVER WEALTH MANAGEMENT, INC.

DENVER WEALTH MANAGEMENT INC. | SUMMIT WEALTH ADVISORS | PROVIDENCE CAPITAL PARTNERS INC. | PROVIDENCE CAPITAL PARTNERS | DENVER WEALTH MANAGEMENT, INC.

CRD#: 284868 / SEC#: 801-114166

RIA

Registered Investment Advisory firm - (10/19/2018 Approved)

Arizona

Registered Investment Advisory firm - (10/23/2018 Terminated)

Colorado

Registered Investment Advisory firm - (10/26/2018 Terminated)

New Mexico

Registered Investment Advisory firm - (10/23/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/23/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

Current Firm

DENVER WEALTH MANAGEMENT, INC.

DENVER WEALTH MANAGEMENT INC. | SUMMIT WEALTH ADVISORS | PROVIDENCE CAPITAL PARTNERS INC. | PROVIDENCE CAPITAL PARTNERS | DENVER WEALTH MANAGEMENT, INC.

CRD#: 284868 / SEC#: 801-114166

RIA

Registered Investment Advisory firm - (10/19/2018 Approved)

Arizona

Registered Investment Advisory firm - (10/23/2018 Terminated)

Colorado

Registered Investment Advisory firm - (10/26/2018 Terminated)

New Mexico

Registered Investment Advisory firm - (10/23/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/23/2018 Terminated)

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Contact information

Main Address

4582 S Ulster St. Suite 1300, Denver, CO 80237

Mailing Address

Phone number

(303) 261-8015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DENVER WEALTH MANAGEMENT DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (10/21/2025)

Regulatory assets under management

Total Number of Accounts	2,213
AUM (Assets Under Management)	$ 435,735,676

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Glenn W. Frum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WESTERN WEALTH MANAGEMENT LLC

WESTERN WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

KEMPER FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DENVER WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/1999

Series 63

Date: 10/15/1985

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1984

Current Firm

DENVER WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DENVER WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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