Steven D. Blecher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Donald Blecher was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 15, Series 41, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2011 - January 28, 2013
MORGAN JOSEPH TRIARTISAN CAPITAL LLC
June 16, 2004 - February 8, 2006
MORGAN JOSEPH HIGH YIELD TRADING LLC
June 15, 2001 - December 15, 2017
MORGAN JOSEPH TRIARTISAN LLC
December 21, 1995 - January 28, 1997
NEW COVENANT FUNDS DISTRIBUTOR, INC.
December 21, 1995 - January 31, 1997
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
August 17, 1994 - August 3, 1999
FUNDS IV DISTRIBUTOR, INC.
August 13, 1994 - January 28, 1997
MGI FUNDS DISTRIBUTORS, LLC
July 13, 1994 - January 28, 1997
STI CLASSIC FUND SERVICES, INC
July 13, 1994 - January 31, 1997
EVERGREEN DISTRIBUTOR, INC.
May 10, 1993 - April 17, 1997
HANOVER FUNDS DISTRIBUTOR, INC.
July 21, 1992 - January 28, 1997
FORESIDE INVESTMENT SERVICES, LLC
May 30, 1991 - April 17, 1997
FS FUNDS DISTRIBUTOR, INC.
May 14, 1991 - November 12, 1998
PACIFICA FUNDS DISTRIBUTOR, INC.
September 16, 1988 - January 20, 2000
ING INVESTMENT MANAGEMENT SERVICES LLC
January 10, 1984 - December 31, 1999
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/15/1985
Foreign Currency Options ExaminationSeries 41
Date: 9/21/1985
NYSE Allied Member ExaminationCurrent Firm
MORGAN JOSEPH TRIARTISAN CAPITAL LLC
CRD#: 122351 / SEC#: , 8-65485
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRI-ARTISAN CAPITAL PARTNERS, LLC | MEMBER | |
| BLECHER, STEVEN DONALD | CHIEF COMPLIANCE OFFICER | 1230668 |
| CROMACK, GERALD HENRY II | MANAGING DIRECTOR AND GENERAL SECURITIES PRINCIPAL | 2427149 |
| MANOCHA, ROHIT | MANAGING DIRECTOR AND GENERAL SECURITIES PRINCIPAL | 1583152 |
| TANG, JOKU | CHIEF FINANCIAL OFFICER; FINOP | 2199818 |
Red Flags
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