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DP

Daniel K. Poland

MCNALLY FINANCIAL SERVICES
San Antonio, TX 78232
Some features on this profile are disabled
CRD#: 1230652
DP

Professional summary

Daniel Keith Poland is a registered financial professional currently at MCNALLY FINANCIAL SERVICES CORPORATION located in San Antonio, Texas.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1984. Daniel has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Keith Poland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2007 - Present

MCNALLY FINANCIAL SERVICES CORPORATION

Office #1: 16414 San Pedro Suite 930, San Antonio, TX 78232
RIA
BD
CRD#: 121196
San Antonio, TX
Past

May 3, 1999 - November 7, 2005

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

February 13, 1989 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

July 7, 1986 - January 12, 1989

NEW ENGLAND SECURITIES

BD
CRD#: 615
Past

February 11, 1985 - June 14, 1986

THE ADVISORS GROUP, INC.

BD
CRD#: 14035
Past

October 22, 1984 - March 25, 1985

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
Past

May 25, 1984 - October 18, 1984

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

February 24, 1984 - June 25, 1984

NEW ENGLAND SECURITIES

BD
CRD#: 615

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/22/2011)
RR
Indiana
(2/2/2023)
RR
New Jersey
(5/26/2023)
RR
New York
(9/7/2023)
RR
Pennsylvania
(7/21/2022)
RR
Texas
(3/17/2008)

Exams

State Security Law Exam
RR
Series 63
Date: 3/28/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/1984
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MCNALLY FINANCIAL SERVICES CORPORATION
MCNALLY FINANCIAL SERVICES CORPORATION

CRD#: 121196 / SEC#: , 8-65388

California
Registered Investment Advisory firm - SEC (11/9/2009 Approved)
Florida
Registered Investment Advisory firm - SEC (3/4/2016 Approved)
Nevada
Registered Investment Advisory firm - SEC (8/27/2014 Approved)
North Carolina
Registered Investment Advisory firm - SEC (10/10/2022 Approved)
Texas
Registered Investment Advisory firm - SEC (8/20/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
16414 San Pedro Suite 930, San Antonio, TX 78232-5185
Mailing Address
P.o. Box 701928, San Antonio, TX 78270-1928
Phone number
(210) 545-7080
Established
Texas since 04/11/2002
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
29

FINRA licenses (43 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
MCNALLY, DAVID DORNCHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER839798

Regulatory assets under management

Total Number of Accounts142
AUM (Assets Under Management)$ 25,149,615

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCNALLY FINANCIAL SERVICES CORPORATION

CRD#: 121196San Antonio, TX 78232

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