Sidney M. Lerner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Maurice Lerner was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 1983. Sidney had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 1986 - November 19, 1999
DARWOOD ASSOCIATES INCORPORATED
December 15, 1983 - February 18, 1987
TRIAD SECURITIES CORP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DARWOOD ASSOCIATES INCORPORATED
CRD#: 5864 / SEC#: , 8-16560
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
