Leonard G. Morgeson

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CRD#: 1230450

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leonard Gayle Morgeson, who also goes by Gayle Morgeson, Leonard Gayle VIncent, was a registered financial professional .

Leonard is a previously registered financial professional and started their career in finance in 1984. Leonard had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gayle Morgeson | Leonard Gayle Vincent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gayle Morgeson is a registered representative with Crescent Securities Group, Inc. Gayle Morgeson is an investment advisor representative of Crescent Advisor Group, Inc.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 16, 2019 - December 31, 2022

CRESCENT ADVISOR GROUP, INC.

RIA

CRD#: 115974

Lubbock, TX

Past

July 15, 2019 - December 31, 2022

CRESCENT SECURITIES GROUP, INC.

CRD#: 114993

Lubbock, TX

Past

November 6, 2009 - September 10, 2019

LOWELL & COMPANY, INC.

RIA

CRD#: 24913

LUBBOCK, TX

Past

November 6, 2009 - September 10, 2019

LOWELL & COMPANY, INC.

CRD#: 24913

LUBBOCK, TX

Past

April 5, 1990 - November 9, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

LUBBOCK, TX

Past

April 5, 1990 - November 9, 2009

LPL FINANCIAL LLC

CRD#: 6413

LUBBOCK, TX

Past

January 25, 1984 - April 12, 1990

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRESCENT ADVISOR GROUP, INC.

CRD#: 115974 / SEC#: 801-127131

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

California

Registered Investment Advisory firm - (2/8/2023 Terminated)

Florida

Registered Investment Advisory firm - (1/9/2023 Terminated)

Illinois

Registered Investment Advisory firm - (1/9/2023 Terminated)

Indiana

Registered Investment Advisory firm - (1/10/2023 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2023 Terminated)

Virginia

Registered Investment Advisory firm - (12/10/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/2/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/12/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/11/1990

General Securities Principal Examination

Current Firm

CRESCENT ADVISOR GROUP, INC.

CRD#: 115974 / SEC#: 801-127131

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

California

Registered Investment Advisory firm - (2/8/2023 Terminated)

Florida

Registered Investment Advisory firm - (1/9/2023 Terminated)

Illinois

Registered Investment Advisory firm - (1/9/2023 Terminated)

Indiana

Registered Investment Advisory firm - (1/10/2023 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2023 Terminated)

Virginia

Registered Investment Advisory firm - (12/10/2013 Terminated)

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Contact information

Main Address

4975 Preston Park Blvd. Suite 820, Plano, TX 75093

Mailing Address

Phone number

(972) 490-0150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVAUL 2024 (12/26/2024)

HARRELL 2024 (12/26/2024)

HILL 2024 (12/26/2024)

HAST 2024 (12/26/2024)

LANZA 2024 (12/26/2024)

PHELAN 2024 (12/26/2024)

DUREN 2024 (12/26/2024)

CAG BROCHURE 12-26-24 (12/26/2024)

CELUCH 2024 (12/26/2024)

BOLT 2024 (12/26/2024)

ADKISSON (12/26/2024)

CASTLE 2024 (12/26/2024)

DIMAGGIO 2024 (12/26/2024)

TRAVIS 2024 (12/26/2024)

Regulatory assets under management

Total Number of Accounts	467
AUM (Assets Under Management)	$ 282,987,504

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Leonard G. Morgeson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CRESCENT SECURITIES GROUP, INC.

LOWELL & COMPANY, INC.

LOWELL & COMPANY, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

Primary Firm SEC Registration

CRESCENT ADVISOR GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/2/1984

SIE

Date: 10/1/2018

Series 3

Date: 4/12/1993

Series 7

Date: 1/21/1984

Series 24

Date: 6/11/1990

Current Firm

CRESCENT ADVISOR GROUP, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CRESCENT ADVISOR GROUP, INC.

TRUST BUT VERIFY

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