Steven Jay Warta
CFP®Professional Summary
Steven Jay Warta, CFP® is a registered financial advisor currently at ROADMAP WEALTH MANAGEMENT LLC located in Overland Park, Kansas. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Steven has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Investment Management
- Retirement Planning
- Financial Planning
Biography
Steve J. Warta has over 30 years of experience in financial planning and managing investments. He has been a Certified Financial Planner since 1987 and has also earned his ChFC® designation. He continues to provide a roadmap to guide individuals to success with their financial goals. Steve and his wife have lived in Overland Park for over 25 years where they raised two wonderful children. He enjoys spending time with his children and grandchildren, as...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
ROADMAP WEALTH MANAGEMENT LLC
Contact Information
Main Address
Overland Park, KSPhone Number
(913) 609-1633# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
90AUM (Assets Under Management)
$37,968,775Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/15/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1984About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Steven Jay Warta's CRS (Customer Relationship Summary).
Services Offered by Steven
- Investment Management
- Retirement Planning
- Financial Planning
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