Steven J. Warta

ROADMAP WEALTH MANAGEMENT LLC

OVERLAND PARK, KS

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CRD#: 1230448

Professional summary

Steven Jay Warta, CFP® is a registered financial advisor currently at ROADMAP WEALTH MANAGEMENT LLC located in Overland Park, Kansas.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Steven has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Biography

Steve J. Warta has over 30 years of experience in financial planning and managing investments.  He has been a Certified Financial Planner since 1987 and has also earned his ChFC® designation.  He continues to provide a roadmap to guide individuals to success with their financial goals. 

Steve and his wife have lived in Overland Park for over 25 years where they raised two wonderful children.  He enjoys spending time with his children and grandchildren, as well as volunteering at his local church.  In his spare time, Steve also likes road cycling.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Income Management

Retirement Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Business Owners

Hourly

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jay Warta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

July 15, 2015 - Present

ROADMAP WEALTH MANAGEMENT LLC

RIA

CRD#: 229789

OVERLAND PARK, KS

Past

October 15, 2010 - November 11, 2016

FREEDOM WEALTH ADVISORS, LLC

RIA

CRD#: 154270

LEE'S SUMMIT, MO

Past

January 29, 2009 - July 8, 2010

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

OVERLAND PARK, KS

Past

August 28, 2000 - July 8, 2010

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

OVERLAND PARK, KS

Past

September 14, 1994 - December 9, 1998

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

July 28, 1988 - December 31, 1993

F & G SECURITIES, INC.

CRD#: 16364

Past

March 14, 1984 - August 12, 1988

MONY SECURITIES CORPORATION

CRD#: 4386

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(7/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/5/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/13/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ROADMAP WEALTH MANAGEMENT LLC

CRD#: 229789 / SEC#:

Kansas

Registered Investment Advisory firm - (7/15/2015 Approved)

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Contact information

Main Address

Overland Park, KS

Mailing Address

Phone number

(913) 609-1633

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 35,781,098

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven J. Warta

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jay Warta's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROADMAP WEALTH MANAGEMENT LLC

FREEDOM WEALTH ADVISORS, LLC

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

F & G SECURITIES, INC.

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2009

Series 63

Date: 7/5/1984

Series 6

Date: 3/13/1984

Current Firm

ROADMAP WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROADMAP WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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