Joseph C. Leblanc
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Christopher Leblanc, who also goes by Chris Leblanc, Joseph Chris Leblanc, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1984. Joseph had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2012 - November 2, 2015
FIRST HEARTLAND CAPITAL, INC.
July 4, 2011 - December 7, 2011
OSAIC FS, INC.
January 2, 2008 - December 31, 2009
BROKER DEALER FINANCIAL SERVICES CORP.
August 10, 2000 - January 24, 2008
HORNOR, TOWNSEND & KENT, LLC
November 25, 1997 - August 31, 2000
MOMENTUM INDEPENDENT NETWORK INC.
May 3, 1995 - November 25, 1997
VOYA FINANCIAL ADVISORS, INC.
January 27, 1994 - May 9, 1995
WOODBURY FINANCIAL SERVICES, INC.
June 25, 1986 - December 31, 1993
F & G SECURITIES, INC.
February 9, 1984 - October 28, 1985
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
