Patrick M. Markey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Michael Markey, CFP® was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1984. Patrick had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1992
Experience
May 17, 2021 - April 24, 2026
NORTHCAPE WEALTH MANAGEMENT
December 9, 2015 - May 24, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - May 24, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 24, 1994 - January 3, 2008
A. G. EDWARDS & SONS, INC.
March 2, 1992 - October 26, 1994
KIDDER, PEABODY & CO. INCORPORATED
January 25, 1984 - March 11, 1992
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
NORTHCAPE WEALTH MANAGEMENT
CRD#: 312350 / SEC#: 801-120425
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHCAPE WEALTH MANAGEMENT
CRD#: 312350 / SEC#: 801-120425
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,394 |
| AUM (Assets Under Management) | $ 706,082,554 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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