Larry J. Kiefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry James Kiefer was a registered financial advisor .
Larry is a previously registered financial advisor and started their career in finance in 1984. Larry had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2021 - October 2, 2025
GREAT POINT CAPITAL LLC
February 7, 2007 - May 4, 2015
GREAT NATION INVESTMENT CORPORATION
October 9, 2006 - August 30, 2021
GREAT NATION INVESTMENT CORPORATION
August 26, 2004 - October 9, 2006
AMERICAN INVESTORS GROUP, INC.
February 20, 1998 - October 9, 2006
AMERICAN INVESTORS GROUP, INC.
February 24, 1997 - March 20, 1998
CRISPIN KOEHLER SECURITIES
May 18, 1989 - February 2, 1998
A. B. CULBERTSON AND COMPANY
January 25, 1984 - May 23, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
