John G. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Glenn Evans, who also goes by John Glen Evans, Evans, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2013 - November 5, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 25, 2013 - November 5, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 1, 2008 - July 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - July 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
January 9, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
May 17, 2005 - January 9, 2007
WELLS FARGO INVESTMENTS, LLC
June 23, 2004 - January 9, 2007
WELLS FARGO INVESTMENTS, LLC
June 6, 1988 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
March 10, 1986 - May 24, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
