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MP

Michael I. Peterson

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CRD#: 1229945
MP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Irwin Peterson was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 6 firms and has passed the Series 65, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 29, 2011 - December 6, 2013

CERTIFIED INVESTMENT SERVICES, INC

RIA
CRD#: 141904
FORT MILL, SC
Past

January 3, 2007 - December 31, 2010

CERTIFIED INVESTMENT SERVICES, INC

RIA
CRD#: 141904
WINCHESTER, VA
Past

April 30, 1990 - December 31, 1996

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

December 8, 1987 - October 23, 1989

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

June 24, 1986 - July 29, 1987

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
Past

March 19, 1984 - July 2, 1986

OSAIC FA, INC.

BD
CRD#: 3978
Past

January 17, 1984 - February 6, 1984

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 6/29/2006
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CI
CERTIFIED INVESTMENT SERVICES, INC
CERTIFIED INVESTMENT SERVICES, INC

CRD#: 141904 / SEC#:

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Contact information


Main Address
7000 Regent Parkway Suite 201, Fort Mill, SC 29715
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CERTIFIED INVESTMENT SERVICES, INC

CRD#: 141904

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