Gordon Fair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Fair, CFP®, who also goes by Gordon H Fair, Gordon Hamilton Fair Jr, Gordon Hamilton Fair, Gordon Fair, was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1984. Gordon had worked at 19 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2022 - April 8, 2025
VANGUARD ADVISERS, INC.
March 10, 2022 - April 8, 2025
VANGUARD MARKETING CORPORATION
July 1, 2019 - January 4, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 2019 - January 4, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2018 - June 6, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 15, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
September 9, 2015 - June 5, 2019
FIDELITY BROKERAGE SERVICES LLC
February 5, 2015 - August 27, 2015
PRINCIPAL SECURITIES, INC.
January 5, 2015 - August 27, 2015
PRINCIPAL SECURITIES, INC.
May 2, 2013 - December 31, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
May 2, 2013 - December 31, 2014
ALLSTATE FINANCIAL SERVICES, LLC
October 6, 2011 - April 30, 2013
PNC WEALTH MANAGEMENT LLC
October 6, 2011 - April 30, 2013
PNC WEALTH MANAGEMENT LLC
November 11, 2010 - October 6, 2011
VALIC FINANCIAL ADVISORS, INC.
October 27, 2010 - October 6, 2011
VALIC FINANCIAL ADVISORS, INC.
August 11, 2009 - October 25, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 3, 2009 - October 25, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 26, 2005 - August 7, 2009
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - August 7, 2009
CHASE INVESTMENT SERVICES CORP.
June 27, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
March 15, 2002 - November 14, 2003
FIFTH THIRD SECURITIES, INC.
July 31, 1997 - March 4, 2002
BANC ONE SECURITIES CORPORATION
May 28, 1991 - July 9, 1997
METROPOLITAN LIFE INSURANCE COMPANY
May 28, 1991 - July 9, 1997
MSI FINANCIAL SERVICES, INC.
January 25, 1984 - December 21, 1990
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
