Melanie H. Mendoza

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CRD#: 1229837

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melanie Hope Mendoza was a registered financial professional .

Melanie is a previously registered financial professional and started their career in finance in 1986. Melanie had worked at 8 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Melanie Hope Mendoza is Founder of MHM Consulting, LLC. Founded in April 2021, MHM Consulting, LLC is organized as a sole proprietorship, and is located at 2917 Westchester Avenue, Ellicott City, MD, 20143. In my role as compliance consultant, I contract with registered investment advisory firms to either assist with the firms regulatory compliance programs or to act in the role of Outsource Chief Compliance Officer. I devote 100% of my time working with my client on their compliance programs.

Blog Corner

CRS (Client Relationship Summary)

August 27, 1994 - March 18, 1997

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE KELLY GROUP

KELLY FINANCIAL GROUP, LLC | THE KELLY GROUP

CRD#: 310140 / SEC#: 801-119450

RIA

Registered Investment Advisory firm - (10/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Current Firm

THE KELLY GROUP

KELLY FINANCIAL GROUP, LLC | THE KELLY GROUP

CRD#: 310140 / SEC#: 801-119450

RIA

Registered Investment Advisory firm - (10/2/2020 Approved)

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Contact information

Main Address

48 East Gordon Street, Bel Air, MD 21014

Mailing Address

Phone number

(410) 893-0560

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE KELLY GROUP - BROCHURE - MARCH 31, 2025 (3/31/2025)

THE KELLY GROUP - BROCHURE - NOVEMBER 27, 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,936
AUM (Assets Under Management)	$ 953,228,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melanie H. Mendoza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MATARIN CAPITAL MANAGEMENT

MISSIONSQUARE RETIREMENT

CREDO CAPITAL MANAGEMENT, LLC

ALEX. BROWN & SONS INCORPORATED

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

THE KELLY GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2005

Series 7

Date: 9/20/1986

Current Firm

THE KELLY GROUP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE KELLY GROUP

TRUST BUT VERIFY

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