Mark T. Manzo
Professional summary
Mark Thomas Manzo is a registered financial professional currently at CF GLOBAL TRADING, LLC located in New York, New York and WHITEMARSH CAPITAL ADVISORS located in Marlton, New Jersey.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 87 firms and has passed the Series 99TO, Series 62, Series 79TO, SIE, Series 7, Series 28, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Thomas Manzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2006 - Present
CF GLOBAL TRADING, LLC
Office #1: 601 Lexington Avenue Floor 29, New York, NY 10022November 19, 2007 - Present
WHITEMARSH CAPITAL ADVISORS
Office #1: 10 Whitemarsh Court, Marlton, NJ 08053July 6, 2015 - Present
FOREST ROAD SECURITIES BD LLC
Office #1: 1925 Century Park East Suite 1360, Los Angeles, CA 90067October 23, 2018 - Present
MENTOR SECURITIES, LLC
Office #1: 200 N. Westlake Boulevard Suite 204, Westlake Villiage, CA 91362March 11, 2021 - Present
FIRST OMEGA, LLC
Office #1: 1270 Avenue Of The Americas Floor 7, New York, NY 10020March 12, 2021 - Present
STRATOS WEALTH SECURITIES, LLC
Office #1: 3750 Park East Drive Suite 200, Beachwood, OH 44122July 1, 2022 - Present
VENTOUX SECURITIES, LLC
Office #1: 1771 Indian Trail Rd, Gardnerville, NV 89460August 2, 2022 - Present
RPP SECURITIES
Office #1: 100 Park Avenue 16th Floor, New York, NY 10017February 7, 2023 - Present
LYNDHURST SECURITIES INC.
Office #1: 6928 Owensmouth Avenue Suite 200, Woodland Hills, CA 91303April 4, 2023 - Present
RUBINBROWN CORPORATE FINANCE, LLC
Office #1: 7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105July 25, 2023 - Present
ST GLOBAL MARKETS USA LLC
Office #1: 45 N. Station Plaza Ste 209, Great Neck, NY 11021August 1, 2024 - Present
BETHEL LANDING SECURITIES LLC
Office #1: 125 Mile Common Rd, Easton, CT 06612August 27, 2025 - Present
HUNNICUTT & CO. LLC
Office #1: 110 E. 59th Street 22nd Floor, New York, NY 10022September 20, 2024 - December 18, 2024
COMMERCE ONE FINANCIAL INC.
November 3, 2021 - October 30, 2023
FOX CHASE CAPITAL PARTNERS, LLC
February 3, 2020 - April 27, 2020
RUNTITLE PROPERTIES LLC
August 17, 2017 - December 13, 2017
ROBERTSON STEPHENS SECURITIES
September 8, 2016 - July 11, 2023
BLUEPRINT CAPITAL MARKETS
June 19, 2015 - January 4, 2017
LIQUIDITYEDGE, LLC
July 15, 2010 - November 20, 2012
CHARLES MORGAN SECURITIES, INC.
July 2, 2009 - March 24, 2015
HALLMARK INVESTMENTS, INC.
September 24, 2008 - May 7, 2014
TANGENT CAPITAL PARTNERS, LLC
May 2, 2008 - December 15, 2009
HRH SECURITIES, LLC
April 29, 2008 - June 1, 2009
BEDROK SECURITIES LLC
February 29, 2008 - March 2, 2018
THS LTD.
December 11, 2007 - March 5, 2018
CROSS RESEARCH
May 21, 2007 - November 24, 2008
TRIPLE A PARTNERS LLC
March 8, 2007 - July 9, 2009
GSF CAPITAL MARKETS, LLC
February 24, 2007 - October 4, 2007
MUNICIPAL PARTNERS, LLC
February 24, 2007 - February 24, 2009
BRIMBERG & CO.
February 24, 2007 - November 24, 2009
CAPITAL PARTNERS SECURITIES LLC
December 2, 2006 - June 9, 2009
HFG HEALTHCO SECURITIES
November 14, 2006 - March 13, 2009
HFV INVESTMENTS, LLC
September 29, 2006 - January 23, 2009
RAMIREZ TRADETREK SECURITIES LLC
August 3, 2006 - November 8, 2010
BDR RESEARCH LLC
August 2, 2006 - April 7, 2008
IFL CAPITAL LLC
August 1, 2006 - September 20, 2007
AKROS SECURITIES, INC
May 31, 2006 - July 28, 2006
DAVIS SECURITIES LLC
February 2, 2006 - July 28, 2006
BROOKE SECURITIES, INC.
January 12, 2006 - July 28, 2006
COMMONWEALTH AUSTRALIA SECURITIES LLC
November 11, 2005 - July 28, 2006
HALLMARK INVESTMENTS, INC.
October 27, 2005 - July 28, 2006
CREDITEX GROUP, INC.
October 10, 2005 - February 24, 2006
COLEMAN BROKERAGE GROUP, LLC
September 28, 2005 - November 4, 2005
HALLMARK INVESTMENTS, INC.
September 15, 2005 - February 6, 2006
MAJESTIC SECURITIES LLC
September 1, 2005 - July 28, 2006
IPOR CAPITAL, LLC
September 1, 2005 - July 28, 2006
BRIMBERG & CO.
July 21, 2005 - July 28, 2006
VALORES FINAMEX INTERNATIONAL, INC.
July 1, 2005 - July 25, 2006
EIM SECURITIES (USA) INC.
July 1, 2005 - July 27, 2006
AKROS SECURITIES, INC
June 30, 2005 - October 17, 2005
CREDITEX GROUP, INC.
June 24, 2005 - February 2, 2006
N.A. INVESTCORP LLC
June 23, 2005 - July 5, 2005
CAPITAL PARTNERS SECURITIES LLC
June 6, 2005 - July 28, 2006
PRAETORIAN SECURITIES, LLC
May 6, 2005 - June 30, 2005
UBM SECURITIES, INC.
April 22, 2005 - July 28, 2006
KAUPTHING SECURITIES, INC.
March 31, 2005 - March 6, 2006
VANTHEDGEPOINT SECURITIES, LLC
November 11, 2004 - August 17, 2006
MS GLOBAL FINANCE, LLC
November 10, 2004 - July 28, 2006
RAMIREZ TRADETREK SECURITIES LLC
August 2, 2004 - July 28, 2006
WEISS MULTI-STRATEGY FUNDS LLC
June 18, 2004 - July 28, 2006
INTELLIGENT EDGE SECURITIES, LLC
May 11, 2004 - April 12, 2005
MAYBANK SECURITIES USA INC.
February 23, 2004 - July 28, 2006
CROWN INVESTMENT BANKING, INC.
December 12, 2003 - July 28, 2006
IFL CAPITAL LLC
November 3, 2003 - July 28, 2006
HFV INVESTMENTS, LLC
September 24, 2003 - October 3, 2003
A B WONG CAPITAL LLC
July 31, 2003 - November 3, 2003
HFV INVESTMENTS, LLC
June 11, 2003 - August 28, 2006
KNIGHT LIBERTAS LLC
January 9, 2003 - December 17, 2004
UFG (US) INC.
December 3, 2002 - October 31, 2003
MAKO GLOBAL DERIVATIVES LLC
October 18, 2002 - February 2, 2005
BMA SECURITIES, LLC
September 19, 2002 - July 5, 2005
THS LTD.
July 25, 2002 - December 14, 2004
LEDGEMONT CAPITAL MARKETS LLC
June 17, 2002 - April 21, 2004
MUNICIPAL PARTNERS, LLC
June 11, 2002 - October 31, 2003
MAKO FINANCIAL MARKETS, LLC
March 27, 2002 - July 23, 2002
PRESTWICK SECURITIES, INC.
January 22, 2002 - March 26, 2002
RG ASSET MANAGEMENT SERVICES LIMITED USA
January 14, 2002 - October 31, 2003
PCF PROVIDENT CAPITAL MARKETS, INC.
January 10, 2002 - December 20, 2002
BUTLER CAPITAL PARTNERS
November 21, 2001 - July 25, 2003
LION'S GROUP TRADING LLC
November 21, 2001 - November 1, 2005
ACA SECURITIES, L.L.C.
October 10, 2001 - January 24, 2002
PRESTWICK SECURITIES, INC.
August 22, 2001 - July 28, 2006
ARUNDEL (SECURITIES), INC.
July 6, 2001 - July 20, 2001
XBOND TECHNOLOGIES CORPORATION
June 19, 2001 - July 27, 2006
CF GLOBAL TRADING, LLC
May 16, 2001 - May 18, 2005
MUTUAL CAPITAL CORP.
March 16, 2001 - October 23, 2003
CRIMSON SECURITIES LLC
February 28, 2001 - May 30, 2003
GENEVA CAPITAL CORP.
February 14, 2001 - May 15, 2001
XBOND TECHNOLOGIES CORPORATION
January 26, 2001 - November 29, 2001
CASIMIR CAPITAL L.P.
January 26, 2001 - March 17, 2003
ROSE SQUARE CAPITAL, LLC
January 22, 2001 - October 15, 2001
CHICAGO INVESTMENT GROUP, LLC
December 5, 2000 - April 4, 2002
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
October 30, 2000 - April 8, 2002
VIEWPOINT SECURITIES, LLC
July 12, 2000 - September 12, 2000
SLOAN SECURITIES CORP.
June 13, 2000 - May 24, 2006
AK CAPITAL LLC
May 3, 2000 - April 4, 2002
INTEGRAL CAPITAL GROUP, LLC
April 18, 2000 - July 3, 2001
BRUNSWICK EMERGING MARKETS USA, INC.
March 28, 2000 - July 28, 2006
ARAPAHO PARTNERS, LLC
November 22, 1999 - January 11, 2001
BROOK ASSET MANAGEMENT, L.L.C.
October 1, 1997 - February 11, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
February 4, 1987 - October 1, 1997
USLIFE EQUITY SALES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2024)
(3/12/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Investors' Exchange LLC
Current Firm
HUNNICUTT & CO. LLC
CRD#: 20576 / SEC#: , 8-38327
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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