James F. Reilly
Professional summary
James Francis Reilly is a registered financial professional currently at STONEPINE ADVISORS, LLC located in Denver, Colorado.
James is registered as a RR (Registered Representative) and started their career in finance in 1985. James has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Francis Reilly's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2011 - Present
STONEPINE ADVISORS, LLC
Office #2: 8310 S Valley Highway Suite 300, Englewood, CO 80112January 14, 2004 - July 9, 2010
NEEDHAM & COMPANY, LLC
February 1, 2000 - October 23, 2002
J.P. MORGAN SECURITIES INC.
November 16, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
June 29, 1998 - October 29, 1999
UBS SECURITIES LLC
April 23, 1985 - June 29, 1998
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2011)
(2/28/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
STONEPINE ADVISORS, LLC
CRD#: 154217 / SEC#: , 8-68618
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REILLY, JAMES FRANCIS | CCO, EXEC. REP., AML SUPER. | |
| CAMPBELL, ROBERT | FINOP | 1349154 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
