Harry C. Leon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Chan Leon was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1984. Harry had worked at 3 firms and has passed the Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 1985 - November 10, 1988
L'ARGENT CAPITAL INTERNATIONAL
April 2, 1984 - April 30, 1985
BORDEN SECURITIES COMPANY
January 25, 1984 - March 27, 1984
APEX FINANCIAL PLANNERS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
L'ARGENT CAPITAL INTERNATIONAL
CRD#: 16600 / SEC#: , 8-34225
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
