Robert E. Gibbs
Professional summary
Robert Eugene Gibbs was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Robert had worked at 7 firms, which includes NORTHRIDGE CAPITAL CORPORATION, ROUND HILL SECURITIES INC., WALFORD & COMPANY INC., SCHNEIDER SECURITIES INC., TAMARON INVESTMENTS INC., PACIFIC SOUTHERN SECURITIES INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 1997 - April 1, 1997
NORTHRIDGE CAPITAL CORPORATION
October 29, 1994 - June 23, 1995
ROUND HILL SECURITIES, INC.
September 23, 1993 - February 15, 1994
WALFORD & COMPANY, INC.
September 14, 1992 - August 26, 1993
SCHNEIDER SECURITIES, INC.
May 21, 1992 - August 7, 1992
TAMARON INVESTMENTS, INC.
December 3, 1990 - April 21, 1992
PACIFIC SOUTHERN SECURITIES, INC.
January 26, 1984 - December 3, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
NORTHRIDGE CAPITAL CORPORATION
CRD#: 16467 / SEC#: , 8-36544
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
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