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Robert Eugene Gibbs

CRD# 1229280·Registered 1984 - 1997
Barred: Robert Eugene Gibbs was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Eugene Gibbs was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1984 - 1997. Robert had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

NORTHRIDGE CAPITAL CORPORATION·CRD# 16467
BD
Melville, NY
February 4, 1997 - April 1, 1997
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
October 29, 1994 - June 23, 1995
WALFORD & COMPANY, INC.·CRD# 30720
BD
September 23, 1993 - February 15, 1994
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
September 14, 1992 - August 26, 1993
TAMARON INVESTMENTS, INC.·CRD# 14929
BD
Englewood, CO
May 21, 1992 - August 7, 1992
PACIFIC SOUTHERN SECURITIES, INC.·CRD# 13155
BD
December 3, 1990 - April 21, 1992
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
January 26, 1984 - December 3, 1990

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Current Firm

NC
NORTHRIDGE CAPITAL CORPORATION

CONCOURSE CAPITAL CORPORATION | PRICE FINANCIAL SERVICES/SECURITIES, INC. | PRICE FINANCIAL SERVICES/SECURITIES INCORPORATED | PRICE FINANCIAL SERVICES/SECURITIES | PRICE FINANCIAL SERVICES | NORTHRIDGE CAPITAL CORPORATION | JODOIN, BROWN & CO., INCORPORATED

CRD#: 16467 / SEC#: 8-36544
BD
Cancelled by SEC on 11/30/2001

Contact Information

Established

Georgia since 11/06/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KEYSTONE CAPITAL CORPORATIONOWNER—
ALFONSO, JULIAN LUISFNOP1801087
NEGUS, ANTHONY JOHNSROP, CROP,1060809
PERSHING, LORI JOSECRETARY2200979
WEINER, MICHAEL SCOTTPRESIDENT/COMPLIANCE OFFICER2214982

Disclosures

Regulatory Event

9

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1985About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1985About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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