Mark E. Zahorik

KEELEY-TETON ADVISORS

Chicago, IL 60604

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CRD#: 1229267

Professional summary

Mark Edward Zahorik, CFA is a registered financial advisor currently at KEELEY-TETON ADVISORS, LLC located in Chicago, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Mark has worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Zahorik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

December 8, 2017 - Present

KEELEY-TETON ADVISORS, LLC

Office #1: 141 West Jackson Blvd Suite 2150, Chicago, IL 60604

RIA

CRD#: 286297

Chicago, IL

Past

May 4, 1998 - March 3, 2017

KEELEY ASSET MANAGEMENT CORP

RIA

CRD#: 104994

CHICAGO, IL

Past

February 19, 1985 - February 28, 2017

KEELEY INVESTMENT CORP.

CRD#: 7346

CHICAGO, IL

Past

February 10, 1984 - January 7, 1985

DOMIK CORP.

CRD#: 223

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEELEY-TETON ADVISORS, LLC

KEELEY TETON | KEELEY-TETON ADVISORS, LLC | KEELEY-TETON

CRD#: 286297 / SEC#: 801-108880

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/17/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/6/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Current Firm

KEELEY-TETON ADVISORS, LLC

KEELEY TETON | KEELEY-TETON ADVISORS, LLC | KEELEY-TETON

CRD#: 286297 / SEC#: 801-108880

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

141 West Jackson Blvd Suite 2150, Chicago, IL 60604

Mailing Address

Phone number

(312) 786-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEELEY TETON ADV PART II A (11/12/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 12,033,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark E. Zahorik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Zahorik's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEELEY ASSET MANAGEMENT CORP

KEELEY INVESTMENT CORP.

DOMIK CORP.

Primary Firm SEC Registration

KEELEY-TETON ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/17/1984

SIE

Date: 2/28/2017

Series 55

Date: 4/6/2000

Series 7

Date: 1/21/1984

Current Firm

KEELEY-TETON ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEELEY-TETON ADVISORS, LLC

TRUST BUT VERIFY

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