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Beth Ervin Fawcett

CRD# 1229254·Registered 1984 - 2014
Previously Registered: Being a previously registered professional could mean that Beth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Beth Ervin Fawcett, who also goes by Beth Meri Ervin, Beth Meri Fawcett, was a registered financial advisor. Beth was a previously registered financial professional and started their career in finance 1984 - 2014. Beth had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Beth Meri Ervin, Beth Meri Fawcett

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

STINSON SECURITIES, LLC·CRD# 113004
BD
Carlsbad, CA
May 8, 2013 - December 8, 2014
ALTA VISTA FINANCIAL, INC.·CRD# 136980
BD
Carlsbad, CA
July 20, 2006 - December 23, 2011
KINSELL, NEWCOMB & DE DIOS, INC·CRD# 16427
BD
Carlsbad, CA
February 21, 2002 - April 4, 2013
MARSHALL FINANCIAL, INC.·CRD# 114903
BD
Minneapolis, MN
November 9, 2001 - March 25, 2002
SECURITIES RESOLUTION CORPORATION·CRD# 7119
BD
Minneapolis, MN
February 28, 1985 - November 9, 2001
MORGAN STANLEY DW INC.·CRD# 7556
BD
February 21, 1984 - February 1, 1985

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Current Firm

SS
STINSON SECURITIES, LLC

STINSON SECURITIES, INC. | STINSON SECURITIES, LLC

CRD#: 113004 / SEC#: 8-53276
BD
Terminated by SEC on 12/14/2025

Contact Information

Established

California since 08/01/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
LOMBRE-ODOM REVOCABLE TRUSTSHAREHOLDER—
ODOM, LONNIE JRPRESIDENT/DIRECTOR/TRUSTEEE ODOM/LOMBRE REVOCABLE TRUST, CHIEF COMPLIANCE OFFICER1253965
POSTREL, HELENE BERSONFINOP2240945

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BF
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