Satya B. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Satya Brata Shaw, who also goes by Satyabrata Shaw, was a registered financial professional .
Satya is a previously registered financial professional and started their career in finance in 1984. Satya had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2015 - November 18, 2016
CENTER STREET ADVISORS, INC.
September 21, 2010 - February 27, 2015
BROOKSTONE CAPITAL MANAGEMENT LLC
January 4, 2010 - November 18, 2016
CENTER STREET SECURITIES, INC.
October 9, 2008 - December 9, 2009
MADISON AVENUE SECURITIES, LLC
June 1, 2005 - December 4, 2006
EQUITABLE ADVISORS, LLC
March 20, 2002 - June 1, 2005
MONY SECURITIES CORPORATION
September 17, 1999 - October 11, 2001
MONY SECURITIES CORPORATION
April 14, 1993 - June 30, 1999
NYLIFE SECURITIES LLC
September 4, 1986 - November 19, 1987
CORNWALL SECURITIES, INC.
August 31, 1984 - September 12, 1986
LAKSHMI INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET ADVISORS, INC.
CRD#: 169329 / SEC#: 801-80344
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,689 |
| AUM (Assets Under Management) | $ 336,007,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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