Kenneth V. Killian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth V Killian, who also goes by Ken Killian, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1984. Kenneth had worked at 9 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2009 - April 24, 2012
THE BENCHMARK COMPANY, LLC
December 6, 2005 - October 7, 2008
SANDERS MORRIS LLC
November 6, 2000 - November 21, 2005
HILLTOP SECURITIES INC.
October 21, 1998 - November 2, 2000
STEPHENS
April 22, 1998 - November 13, 1998
HOAK BREEDLOVE WESNESKI & CO.
July 16, 1991 - December 31, 1997
RAUSCHER PIERCE REFSNES, INC.
September 29, 1986 - July 9, 1990
PRINCIPAL FINANCIAL SECURITIES,INC.
September 23, 1985 - July 25, 1986
UNDERWOOD, NEUHAUS & CO., INCORPORATED
January 26, 1984 - September 30, 1985
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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