Vincent L. Lijoi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Louis Lijoi was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1984. Vincent had worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2007 - November 6, 2012
GOLDEN BENEFICIAL SECURITIES CORPORATION
June 5, 2000 - September 3, 2000
ALLEN DOUGLAS SECURITIES, INC.
December 1, 1994 - July 13, 2007
ELECTRONIC ACCESS DIRECT, INC.
May 27, 1994 - December 12, 1994
FIRST AFFILIATED SECURITIES
December 4, 1991 - May 16, 1994
FIRST ASSET MANAGEMENT, INC.
November 19, 1990 - December 14, 1991
BILTMORE SECURITIES, INC.
February 18, 1987 - October 26, 1990
THE STUART-JAMES COMPANY, INCORPORATED
February 24, 1984 - October 26, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamCurrent Firm
GOLDEN BENEFICIAL SECURITIES CORPORATION
CRD#: 48029 / SEC#: , 8-52010
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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