Eddie A. Perez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eddie Antonio Perez, who also goes by Eddie Antonio Perezgarcia, was a registered financial professional .
Eddie is a previously registered financial professional and started their career in finance in 1984. Eddie had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 1999 - March 6, 2002
BROOKSTREET SECURITIES CORPORATION
January 5, 1998 - October 22, 1999
R.K. GRACE & COMPANY
January 8, 1997 - February 11, 1997
SANTANDER SECURITIES LLC
July 19, 1994 - January 7, 1997
MARKETING ONE SECURITIES, INC.
July 7, 1993 - February 11, 1994
CLARK MELVIN SECURITIES CORPORATION
May 29, 1992 - June 25, 1993
ROBERT THOMAS SECURITIES, INC
October 29, 1990 - July 20, 1992
FIRST CONTINENTAL CORPORATION
April 21, 1989 - September 13, 1990
PRUDENTIAL EQUITY GROUP, LLC
February 1, 1984 - March 30, 1989
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
