Lawrence J. Crupi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Joseph Crupi, who also goes by Larry Crupi, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1984. Lawrence had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - August 16, 2016
KOVACK SECURITIES INC.
September 13, 2010 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
November 7, 2005 - September 1, 2010
NATIONAL PLANNING CORPORATION
October 31, 2005 - November 7, 2005
OSAIC SERVICES, INC.
May 20, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
October 4, 2002 - February 3, 2003
BB&T INVESTMENT SERVICES, INC.
March 29, 2001 - October 14, 2002
SUNAMERICA SECURITIES, INC.
November 30, 1998 - April 11, 2001
MEDALLION INVESTMENT SERVICES, INC.
September 25, 1998 - November 30, 1998
SUNAMERICA SECURITIES, INC.
August 5, 1996 - September 23, 1998
SECURITIES SERVICE NETWORK, LLC
January 1, 1996 - August 13, 1996
IFG NETWORK SECURITIES, INC.
March 22, 1994 - October 13, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
October 12, 1988 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
April 4, 1985 - October 25, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
January 25, 1984 - April 17, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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