William G. Sanders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gilbert Sanders, CFP® was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1988
Experience
July 11, 2017 - April 10, 2018
REALTA EQUITIES, INC.
November 5, 2015 - December 17, 2021
BRIA CAPITAL GROUP, LLC
July 19, 2013 - December 11, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 19, 2013 - December 11, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 1, 2003 - July 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - July 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 20, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
October 20, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 2, 1992 - November 10, 2000
RAYMOND JAMES & ASSOCIATES, INC.
January 25, 1984 - July 8, 1992
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/9/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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