Elliot Goldstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliot Goldstein was a registered financial professional .
Elliot is a previously registered financial professional and started their career in finance in 1984. Elliot had worked at 4 firms and has passed the Series 63, Series 7, Series 62 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 1994 - December 31, 1994
SPECTRUM SECURITIES, INC.
May 4, 1992 - January 4, 1994
TRADEPORTAL SECURITIES, INC.
May 17, 1988 - November 23, 1988
INDIVIDUAL'S SECURITIES LTD.
January 2, 1984 - April 26, 1988
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 4/30/1992
Corporate Securities Limited Representative ExaminationSeries 2
Date: 3/9/1982
Non-Member General Securities ExaminationCurrent Firm
SPECTRUM SECURITIES, INC.
CRD#: 29305 / SEC#: , 8-44217
Contact information
Documents
Red Flags
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