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SB

Sheila S. Burton

ATHENE SECURITIES
West Des Moines, IA 50266
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CRD#: 1228500
SB

Professional summary


Sheila Sue Burton, who also goes by Sheila Sue Jilka, is a registered financial professional currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa.

Sheila is registered as a RR (Registered Representative) and started their career in finance in 1984. Sheila has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sheila Sue Jilka

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sheila Sue Burton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 4, 2016 - Present

ATHENE SECURITIES, LLC

Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266
BD
CRD#: 36867
West Des Moines, IA
Past

December 22, 1999 - May 29, 2007

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

January 3, 1991 - August 7, 1992

DOUGHERTY DAWKINS LLC

BD
CRD#: 7442
MINNEAPOLIS, MN
Past

May 1, 1990 - December 31, 1997

NATIONWIDE FUND DISTRIBUTORS LLC

BD
CRD#: 25910
COLUMBUS, OH
Past

December 18, 1984 - December 31, 1990

ALLIED GROUP SECURITIES CORPORATION

BD
CRD#: 3638

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/10/2024)
RR
Alaska
(10/10/2024)
RR
Arizona
(10/10/2024)
RR
Arkansas
(10/10/2024)
RR
California
(10/10/2024)
RR
Colorado
(10/10/2024)
RR
Connecticut
(10/10/2024)
RR
Delaware
(10/10/2024)
RR
District of Columbia
(10/10/2024)
RR
Florida
(10/10/2024)
RR
Georgia
(10/10/2024)
RR
Hawaii
(10/10/2024)
RR
Idaho
(10/10/2024)
RR
Illinois
(10/15/2020)
RR
Indiana
(10/10/2024)
RR
Iowa
(5/23/2016)
RR
Kansas
(10/10/2024)
RR
Kentucky
(10/10/2024)
RR
Louisiana
(10/10/2024)
RR
Maine
(10/10/2024)
RR
Maryland
(10/10/2024)
RR
Massachusetts
(10/10/2024)
RR
Michigan
(10/10/2024)
RR
Minnesota
(10/10/2024)
RR
Mississippi
(10/10/2024)
RR
Missouri
(10/10/2024)
RR
Montana
(10/10/2024)
RR
Nebraska
(10/10/2024)
RR
Nevada
(10/10/2024)
RR
New Hampshire
(10/10/2024)
RR
New Jersey
(10/10/2024)
RR
New Mexico
(10/10/2024)
RR
New York
(10/10/2024)
RR
North Carolina
(10/10/2024)
RR
North Dakota
(10/10/2024)
RR
Ohio
(10/10/2024)
RR
Oklahoma
(10/10/2024)
RR
Oregon
(10/10/2024)
RR
Pennsylvania
(10/10/2024)
RR
Rhode Island
(10/10/2024)
RR
South Carolina
(10/10/2024)
RR
South Dakota
(10/10/2024)
RR
Tennessee
(10/10/2024)
RR
Texas
(10/10/2024)
RR
Utah
(10/10/2024)
RR
Vermont
(10/10/2024)
RR
Virginia
(10/10/2024)
RR
Washington
(10/10/2024)
RR
West Virginia
(10/10/2024)
RR
Wisconsin
(10/10/2024)
RR
Wyoming
(10/10/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 5/23/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ATHENE SECURITIES, LLC
ATHENE SECURITIES IOWA, LLC | IL SECURITIES, LLC | IL SECURITIES, INC. | IL SECURITIES LLC | AVIVA SECURITIES, LLC | ATLAS SP SECURITIES | ATHENE SECURITIES, LLC

CRD#: 36867 / SEC#: , 8-47499

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
7700 Mills Civic Parkway, West Des Moines, IA 50266
Mailing Address
7700 Mills Civic Parkway, West Des Moines, IA 50266
Phone number
(515) 342-4616
Established
Indiana since 04/21/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ATHENE USA CORPORATIONATHENE SECURITIES, LLC
BATTERSON, CHAD MPRESIDENT, COO, FINOP4880009
BURTON, SHEILA SUECHIEF COMPLIANCE OFFICER
GEYELIN, ANTONY LAUSSAT IIIVICE PRESIDENT4605388
HUNT, ANGELA JEANCOMPLIANCE OFFICER7192588

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ATHENE SECURITIES, LLC

CRD#: 36867West Des Moines, IA 50266

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