Michael F. Grace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Grace was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 23 firms and has passed the Series 63, SIE, Series 7, Series 55, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2018 - December 19, 2018
TORINO CAPITAL LLC
March 16, 2010 - July 14, 2010
GILFORD SECURITIES INCORPORATED
January 5, 2009 - May 14, 2009
KERN, SUSLOW SECURITIES, INC.
January 15, 2008 - November 6, 2008
SLOAN SECURITIES CORP.
March 1, 2004 - October 26, 2006
PARK FINANCIAL GROUP, INC.
January 2, 2004 - January 29, 2004
SCOTTSDALE CAPITAL ADVISORS CORP
August 20, 2003 - January 6, 2004
BROOKSTREET SECURITIES CORPORATION
August 7, 2002 - June 23, 2003
THE BENCHMARK COMPANY, LLC
June 25, 2002 - August 28, 2002
GUNNALLEN FINANCIAL, INC
March 26, 1998 - June 27, 2002
DEUTSCHE IXE, LLC
October 30, 1997 - March 15, 1998
SHARPE CAPITAL, INC.
October 3, 1996 - September 23, 1997
GLOBAL PARTNERS SECURITIES INC.
July 3, 1996 - September 16, 1996
NATIONAL FINANCIAL SERVICES LLC
August 1, 1995 - June 25, 1996
WSM HOLDINGS, L.L.C.
June 17, 1993 - August 7, 1995
WAGNER, STOTT & CO.
December 4, 1991 - April 26, 1993
LEHMAN BROTHERS INC.
July 30, 1991 - September 30, 1991
HUDSON SECURITIES,INC.
May 28, 1991 - July 11, 1991
WALL STREET EQUITIES INCORPORATED
March 26, 1990 - May 16, 1991
GLOBAL PARTNERS SECURITIES INC.
May 5, 1989 - January 27, 1990
SUTRO & CO. INCORPORATED
April 3, 1986 - February 24, 1989
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
January 6, 1986 - April 29, 1986
MURIEL SIEBERT & CO., LLC
March 11, 1985 - July 22, 1985
BLINDER, ROBINSON & CO., INC.
January 24, 1984 - June 8, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/26/1999
Limited Representative-Equity Trader ExamCurrent Firm
TORINO CAPITAL LLC
CRD#: 157525 / SEC#: , 8-68855
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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