Charles Stuart Roberson
CFP®Professional Summary
Charles Stuart Roberson, CFP® was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1984 - 2023. Charles had worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Business Services
- Retirement Planning
- Financial Planning
- Tax Planning
- Risk Management & Insurance
- Investment Management
- Education Funding
- Estate & Legacy Planning
Biography
Chuck is a frequent presenter at conferences of professional and consumer organizations. His quotes on financial industry trends have been featured in various print media including: The New York Times, CNNMoney, Money Magazine, St. Petersburg Times, Pittsburgh Tribune and the NJ Newsroom. Outside of the office, Chuck enjoys combining his commitment to community service with his passion for cycling by participating in ultra-bike races for the benefit of charitable organizations. He fundraises and rides annually...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
MODERA ADVISORS OF CRYSTAL RIVER, LLC | MODERA WEALTH MANAGEMENT, LLC
Contact Information
Main Address
56 Jefferson Avenue, Westwood, NJ 07675Phone Number
(201) 768-4600# of Employees
238SEC notice filing (44 States and Territories)
Registered to provide investment advisory services in 44 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
21,420AUM (Assets Under Management)
$17,678,214,162Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2026 | Cover Page | Report |
| 11/21/2025 | Cover Page | Report |
| 12/20/2024 | Cover Page | Report |
| 01/26/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
MODERA ADVISORS OF CRYSTAL RIVER, LLC | MODERA WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1984About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Charles
- Business Services
- Retirement Planning
- Financial Planning
- Tax Planning
- Risk Management & Insurance
- Investment Management
- Education Funding
- Estate & Legacy Planning
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