David Azran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Azran was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2014 - December 31, 2014
KINGSBURY, LLC
April 8, 2010 - October 2, 2012
H2C SECURITIES INC.
January 11, 2008 - November 20, 2008
BREWER FINANCIAL SERVICES, LLC
December 2, 2005 - July 6, 2007
USF SECURITIES, L.P.
November 30, 1984 - May 21, 2004
H2C SECURITIES INC.
February 24, 1984 - December 21, 1984
LOWRY FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
KINGSBURY, LLC
CRD#: 147102 / SEC#: , 8-67878
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
