Kevin M. Campion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Campion was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1984. Kevin had worked at 17 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2012 - July 31, 2015
CANACCORD GENUITY LLC
June 13, 2012 - September 26, 2012
CANACCORD GENUITY SECURITIES LLC
April 6, 2009 - May 10, 2012
BTIG, LLC
May 8, 2008 - April 6, 2009
NATIXIS SECURITIES AMERICAS LLC
June 22, 2007 - March 24, 2008
PORTIGON SECURITIES INC.
April 17, 2006 - June 15, 2007
ABN AMRO INCORPORATED
February 8, 2005 - April 10, 2006
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
October 1, 2004 - November 16, 2004
COMMERZBANK CAPITAL MARKETS CORP.
May 7, 2002 - October 6, 2004
J.P. MORGAN SECURITIES INC.
April 30, 2001 - April 30, 2002
ING FINANCIAL MARKETS LLC
February 15, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
June 29, 1998 - February 2, 2000
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
June 3, 1996 - September 2, 1997
SBC WARBURG, INC.
September 12, 1990 - June 3, 1996
S.G. WARBURG & CO. INC.
November 13, 1989 - September 18, 1990
CITICORP SECURITIES, INC.
May 9, 1985 - September 23, 1989
NATIXIS SECURITIES AMERICAS LLC
May 24, 1984 - January 1, 1985
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
