Robert D. Allshouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dean Allshouse, who also goes by Bob Dean Allhouse, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2004 - December 31, 2022
GWN SECURITIES INC.
February 6, 2004 - December 31, 2022
GWN SECURITIES INC.
January 2, 2004 - March 11, 2004
MONEY CONCEPTS CAPITAL CORP
January 2, 2004 - March 11, 2004
MONEY CONCEPTS CAPITAL CORP
June 16, 2003 - November 16, 2011
COMMONWEALTH ADVISORY GROUP, LTD.
July 17, 2001 - December 31, 2003
PMG SECURITIES CORPORATION
January 31, 1997 - July 16, 2001
OSAIC WEALTH, INC.
September 9, 1992 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
January 3, 1992 - September 9, 1992
PEB FINANCIAL GROUP, INC.
October 23, 1990 - August 10, 2001
AMERICAN CAPITAL CORPORATION
January 25, 1984 - October 9, 1990
PFS INVESTMENTS INC.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
