Gregory M. Pizzitola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Michael Pizzitola, who also goes by Gregory M Pizzitola, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1984. Gregory had worked at 15 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2015 - April 19, 2017
MERIDIAN EQUITY PARTNERS, INC.
February 13, 2013 - May 16, 2013
PPG WEST LLC
January 10, 2013 - May 16, 2013
PHOENIX DERIVATIVES GROUP, LLC
August 2, 2010 - March 7, 2011
MORGAN JOSEPH TRIARTISAN LLC
November 1, 2005 - August 2, 2010
BREAN CAPITAL, LLC
June 30, 2005 - March 14, 2006
BREAN MURRAY & CO., INC.
December 2, 2002 - May 10, 2005
W.R. HAMBRECHT + CO., LLC
March 5, 2002 - December 12, 2002
LADENBURG THALMANN & CO. INC.
February 26, 2001 - November 13, 2001
COMMERZ MARKETS LLC
November 18, 1992 - February 26, 2001
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
January 10, 1990 - October 6, 1992
ADVEST, INC.
March 30, 1989 - December 20, 1989
JOSEPHTHAL & CO., INC.
October 21, 1987 - January 23, 1989
MCKINLEY ALLSOPP, INC.
September 26, 1986 - October 6, 1987
WACHOVIA SECURITIES, INC.
January 26, 1984 - September 17, 1986
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/18/1999
Limited Representative-Equity Trader ExamCurrent Firm
MERIDIAN EQUITY PARTNERS, INC.
CRD#: 133849 / SEC#: , 8-66784
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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