Bruno Vera
Professional summary
Bruno Vera III, who also goes by Bruno M Vera III, Bruno Michael Vera III, Bruno Vera, is a registered financial advisor currently at CAPITAL CLIENT GROUP, INC. located in San Antonio, Texas.
Bruno is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Bruno has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruno Vera III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bruno Vera III's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
CAPITAL CLIENT GROUP, INC.
Office #2: 3500 Wiseman Blvd, San Antonio, TX 78251-4321August 12, 2024 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 3500 Wiseman Blvd, San Antonio, TX 78251-4321October 8, 2008 - August 20, 2010
ADVISORS ASSET MANAGEMENT, INC.
July 2, 2008 - August 20, 2010
ADVISORS ASSET MANAGEMENT, INC.
August 26, 2004 - June 26, 2008
CHASE INVESTMENT SERVICES CORP.
August 12, 2004 - June 26, 2008
CHASE INVESTMENT SERVICES CORP.
October 27, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
September 4, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
April 14, 1999 - February 26, 2002
USAA INVESTMENT SERVICES COMPANY
January 5, 1989 - August 26, 1998
USAA INVESTMENT SERVICES COMPANY
Primary Firm SEC Registration
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2024)
(10/1/2024)
Exams
Series 7TO
Date: 8/12/2024
General Securities Representative ExaminationFINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
Contact information
SEC notice filing (24 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
