James V. Burchfield

MTM INVESTMENT MANAGEMENT

Spartanburg, SC 29302

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CRD#: 1227670

Professional summary

James Van Burchfield is a registered financial advisor currently at MTM INVESTMENT MANAGEMENT, LLC located in Spartanburg, South Carolina.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Van Burchfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2020 - Present

MTM INVESTMENT MANAGEMENT, LLC

Office #1: 812 East Main Street, Spartanburg, SC 29302

RIA

CRD#: 297500

Spartanburg, SC

Past

January 2, 2009 - May 24, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SPARTANBURG, SC

Past

May 19, 1999 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SPARTANBURG, SC

Past

January 4, 1999 - April 9, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SPARTANBURG, SC

Past

November 14, 1995 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

January 25, 1984 - November 14, 1995

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MTM INVESTMENT MANAGEMENT, LLC

CRD#: 297500 / SEC#: 801-113650

RIA

Registered Investment Advisory firm - (7/20/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(4/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/2/2017

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/1/2017

General Securities Sales Supervisor - Options Module Examination

Current Firm

MTM INVESTMENT MANAGEMENT, LLC

CRD#: 297500 / SEC#: 801-113650

RIA

Registered Investment Advisory firm - (7/20/2018 Approved)

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Contact information

Main Address

812 East Main Street, Spartanburg, SC 29302

Mailing Address

Phone number

(864) 582-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MTM INVESTMENT MANAGEMENT BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,029
AUM (Assets Under Management)	$ 621,291,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James V. Burchfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Van Burchfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

MTM INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/1996

Series 63

Date: 2/7/1984

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1984

Series 10

Date: 10/2/2017

Series 9

Date: 8/1/2017

Current Firm

MTM INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MTM INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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