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Kathryn W. Bickford

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CRD#: 1227638
KB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kathryn Wishtischin Bickford, CFP®, who also goes by Kathryn Nancy Bickford, Kay Wishtischin, was a registered financial professional .

Kathryn is a previously registered financial professional and started their career in finance in 1984. Kathryn had worked at 7 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kathryn Nancy Bickford | Kay Wishtischin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

November 13, 2006 - April 25, 2022

TRINITY ADVISORS, LLC

RIA
CRD#: 141004
CAPE CORAL, FL
Past

December 6, 2002 - October 14, 2003

TONGE INVESTMENTS

RIA
CRD#: 119651
PORTSMOUTH, NH
Past

September 3, 1997 - April 4, 2003

BICKFORD FINANCIAL & INVESTMENT SERVICES INC

RIA
CRD#: 107864
PORTSMOUTH, NH
Past

February 25, 1988 - May 10, 1999

MAIN STREET MANAGEMENT COMPANY

BD
CRD#: 547
BOSTON, MA
Past

October 24, 1986 - March 11, 1988

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Past

August 3, 1984 - October 28, 1986

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
Past

August 3, 1984 - November 4, 1986

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/5/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


TA
TRINITY ADVISORS, LLC
TRINITY ADVISORS, LLC

CRD#: 141004 / SEC#:

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Contact information


Main Address
Cape Coral, FL
Mailing Address
1217 E. Cape Coral Pkwy #399, Cape Coral, FL 33904
Phone number
(230) 641-7574
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts2
AUM (Assets Under Management)$ 1,095,312

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRINITY ADVISORS, LLC

CRD#: 141004

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