Teresa A. Oconnor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Ann Oconnor, who also goes by Teresa Ann Lentz, Teri Lentz, was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 1999. Teresa had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2000 - March 31, 2021
WEITZ SECURITIES, INC.
September 27, 1999 - March 31, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEITZ SECURITIES, INC.
CRD#: 17673 / SEC#: , 8-35603
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEITZ, WALLACE ROGER | PRESIDENT; DIRECTOR | 462632 |
| BENNETT, SHAR MARIE | VICE PRESIDENT, TREASURER | 4224171 |
| BOYNE, JAMES JOSEPH | VICE PRESIDENT, ASSISTANT TREASURER | 2370445 |
| DETISCH, JOHN ROBERT | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | 5895775 |
| DORSEY, LORI ANN | VICE PRESIDENT | 2077073 |
| WEITZ, ANDREW STEVEN | SENIOR VICE PRESIDENT; DIRECTOR | 3070689 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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