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Einar Storm Trosdal

CRD# 1227205·Registered 1996 - 2015
Previously Registered: Being a previously registered professional could mean that Einar is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Einar Storm Trosdal, who also goes by Einar Storm Trosdal III, Einar Trosdal, was a registered financial advisor. Einar was a previously registered financial professional and started their career in finance 1996 - 2015. Einar had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Einar Storm Trosdal Iii, Einar Trosdal

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

CERTUSSECURITIES, INC.·CRD# 144051
BD
Charlotte, NC
January 10, 2014 - October 30, 2015
WINSLOW, EVANS & CROCKER, INC.·CRD# 29686
BD
Boston, MA
January 4, 2008 - June 4, 2013
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Lynnfield, MA
March 23, 2004 - January 10, 2008
DIVIDEND ASSETS CAPITAL, LLC·CRD# 129973
RIA
Ridgeland, SC
March 15, 2004 - May 26, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
RIA
Bluffton, SC
November 18, 2003 - April 1, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Birmingham, AL
April 2, 2003 - April 1, 2004
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
June 15, 2002 - February 4, 2003
WACHOVIA SECURITIES, INC.·CRD# 431
BD
Charlotte, NC
October 30, 1996 - June 15, 2002

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Current Firm

CI
CERTUSSECURITIES, INC.

CERTUSSECURITIES, INC. | SAGE SOUTHEASTERN SECURITIES, INC.

CRD#: 144051 / SEC#: 8-67627
BD
Terminated by SEC on 01/29/2016

Contact Information

Established

Georgia since 01/10/2007

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CERTUSHOLDINGS, INC.HOLDING COMPANY—
BEAR, JAMES ADAM IIICHIEF COMPLIANCE OFFICER, CEO, PRESIDENT1411610
DISILVESTRO, TERI JCFO, FINOP5024025
JERRUM, LEE ANTONYCOO1280710

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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