Einar S. Trosdal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Einar Storm Trosdal, who also goes by Einar Storm Trosdal III, Einar Trosdal, was a registered financial professional .
Einar is a previously registered financial professional and started their career in finance in 1996. Einar had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2014 - October 30, 2015
CERTUSSECURITIES, INC.
January 4, 2008 - June 4, 2013
WINSLOW, EVANS & CROCKER, INC.
March 23, 2004 - January 10, 2008
INVESTORS CAPITAL CORP.
March 15, 2004 - May 26, 2017
DIVIDEND ASSETS CAPITAL, LLC
November 18, 2003 - April 1, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 2, 2003 - April 1, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 15, 2002 - February 4, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 30, 1996 - June 15, 2002
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CERTUSSECURITIES, INC.
CRD#: 144051 / SEC#: , 8-67627
Contact information
Documents
Red Flags
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