Sheryl D. Parks
THE MARSHALL FINANCIAL GROUP LLC
Hunt Valley, MD 21031
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CRD#: 1227092
Professional summary
Sheryl Diane Parks, CFP®, who also goes by Sheryl Diane Fitch, is a registered financial advisor currently at THE MARSHALL FINANCIAL GROUP LLC located in Hunt Valley, Maryland and PURSHE KAPLAN STERLING INVESTMENTS located in Hunt Valley, Maryland.
Sheryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Sheryl has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Divorce Planning
Comprehensive Financial Planni...
Life Transitions
Retirement Planning
Tax Planning
Investment Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Sheryl Diane Fitch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1. The Marshall Financial Group, LLC 2. Investment Related 3. At registered location 4. Registered Investment Advisor 5. Investment Advisor Representative 6. 6/24/2015 7. 145 8. 145 hrs during trading 9. Client meeting, investment news, investment recommendations 2) 1. Community college of Baltimore county 2. Not investment related 3. 800 S. Rolling Rd., Catonsville, MD 21228 4. Community College 5. Associate Professor 6. 09/1987 7. 24 hrs/mo 8. 16 hrs during trading 9. Faculty member teaching management and economics courses to 1st & 2nd year college students in traditional setting and online environment 3) 1. Sheryl Parks 2. Not investment related 3. At registered location 4. Sale and Service of fixed life insurance 5. sales 6. 5/17/2015 7. 1 hr/mo 8. 1 hr during trading 9. recommend and sell fixed life insurance 4) Local Leader; Second Saturday Divorce Workshops; Is the business investment related: No; Location of the business: 225 Schiling Circle Suite 295 Hunt Valley, MD 21031; Description of the business: Monthly educational workshop on divorce. Generic information regarding the financial topics to be addressed in the divorce process.; Responsibilities Duties: Volunteer at monthly educational workshop; Start date with business: 2018-01-01; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Sheryl Diane Parks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
July 22, 2015 - Present
THE MARSHALL FINANCIAL GROUP LLC
Office #1: 225 Schilling Circle Suite 295, Hunt Valley, MD 21031RIA
CRD#: 146362
Hunt Valley, MD
Current
August 14, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 225 Schilling Circle Suite 295, Hunt Valley, MD 21031BD
CRD#: 35747
Hunt Valley, MD
Past
March 13, 2018 - August 14, 2020
SSN ADVISORY, INC.
RIA
CRD#: 126090
HUNT VALLEY, MD
Past
June 11, 2015 - August 14, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
HUNT VALLEY, MD
Past
July 9, 2001 - June 6, 2003
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
February 5, 1998 - March 22, 2001
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
March 1, 1996 - December 31, 1997
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
January 25, 1985 - March 1, 1996
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
June 15, 1984 - December 31, 1984
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
Past
January 25, 1984 - July 6, 1984
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
THE MARSHALL FINANCIAL GROUP LLC
FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
RIA
Registered Investment Advisory firm - (12/18/2019 Approved)Florida
Registered Investment Advisory firm - (2/11/2020 Terminated)Maryland
Registered Investment Advisory firm - (2/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/18/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/14/2020 Terminated)Texas
Registered Investment Advisory firm - (2/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(8/14/2020)
RR
Delaware(8/14/2020)
RR
Florida(8/14/2020)
RR
Georgia(8/14/2020)
IAR
Maryland(7/22/2015)
RR
Maryland(8/14/2020)
RR
New York(8/14/2020)
RR
Pennsylvania(8/14/2020)
IAR
Texas(11/20/2020)
RR
Virginia(8/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TM
THE MARSHALL FINANCIAL GROUP LLC
FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
RIA
Registered Investment Advisory firm - (12/18/2019 Approved)Florida
Registered Investment Advisory firm - (2/11/2020 Terminated)Maryland
Registered Investment Advisory firm - (2/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/18/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/14/2020 Terminated)Texas
Registered Investment Advisory firm - (2/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
225 Schilling Circle Suite 295, Hunt Valley, MD 21031
Mailing Address
Phone number
(410) 563-1190
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,449 |
| AUM (Assets Under Management) | $ 593,043,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 07/24/2023 |
Red Flags
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Company Information
THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362Hunt Valley, MD 21031TRUST BUT VERIFY
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Contact information
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