Steven L. Sadicario
Professional summary
Steven Lawrence Sadicario was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven Lawrence Sadicario was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 11 firms and has passed the Series 63, Series 7, Series 12, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2010 - June 9, 2010
BROOKVILLE CAPITAL PARTNERS
December 26, 2008 - January 20, 2009
CHICAGO INVESTMENT GROUP, LLC
February 7, 2008 - December 26, 2008
DAWSON JAMES SECURITIES, INC.
August 7, 2003 - February 7, 2008
CAPITAL GROWTH FINANCIAL, LLC
January 2, 2002 - August 11, 2003
OPPENHEIMER & CO. INC.
March 22, 1990 - January 2, 2002
PRIME CHARTER LTD.
May 19, 1989 - March 28, 1990
CIBC WORLD MARKETS CORP.
February 8, 1988 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
January 29, 1988 - March 28, 1990
CIBC WORLD MARKETS CORP.
January 24, 1985 - February 18, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
March 13, 1984 - February 6, 1985
CITIGROUP GLOBAL MARKETS INC.
January 25, 1984 - February 3, 1984
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 12
Date: 1/29/2002
NYSE Branch Manager ExaminationCurrent Firm
BROOKVILLE CAPITAL PARTNERS
CRD#: 102380 / SEC#: , 8-52119
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANTERBURY SECURITIES HOLDINGS INC. | SOLE MEMBER | |
| IEZZONI, GABRIEL ANTHONY | CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1243767 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 5 |
Red Flags
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