Adam S. Kriftcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Scott Kriftcher was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1987. Adam had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 1988 - January 30, 1989
EQUITIES INTERNATIONAL SECURITIES, INC.
February 22, 1988 - May 12, 1988
THOMSON MCKINNON SECURITIES INC.
September 9, 1987 - February 18, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
May 27, 1987 - September 21, 1987
PHILIPS, APPEL & WALDEN, INC.
March 24, 1987 - June 24, 1987
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITIES INTERNATIONAL SECURITIES, INC.
CRD#: 8663 / SEC#: , 8-25915
Contact information
Documents
Red Flags
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