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Adam Scott Kriftcher

CRD# 1227033·Registered 1987 - 1989
Previously Registered: Being a previously registered professional could mean that Adam is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adam Scott Kriftcher was a registered financial advisor. Adam was a previously registered financial professional and started their career in finance 1987 - 1989. Adam had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

Past

EQUITIES INTERNATIONAL SECURITIES, INC.Past·CRD# 8663
BD
April 26, 1988 - January 30, 1989
THOMSON MCKINNON SECURITIES INC.Past·CRD# 829
BD
February 22, 1988 - May 12, 1988
L. F. ROTHSCHILD & CO. INCORPORATEDPast·CRD# 501
BD
September 9, 1987 - February 18, 1988
PHILIPS, APPEL & WALDEN, INC.Past·CRD# 659
BD
May 27, 1987 - September 21, 1987
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
March 24, 1987 - June 24, 1987

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Current Firm

EI
EQUITIES INTERNATIONAL SECURITIES, INC.

EQUITIES INTERNATIONAL SECURITIES, INC. | PARTNERSHIP SECURITIES CORPORATION

CRD#: 8663 / SEC#: 8-25915
BD
Cancelled by FINRA on 07/14/1989

Contact Information

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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